Failure to Hedge News

Issue name: Failure to Hedge

Applicable law/agency: Securities and Exchange Commission (SEC) and National Association of Securities Dealers (NASD)

Related topics: Securities, Breach of Fiduciary Duty, Stock Market Losses


Hedge Funds - Failure to Hedge

Hedging an investment portfolio reduces an investor's exposure to some risks, while still allowing the investment portfolio to remain profitable. There are many common hedging strategies. Financial advisors and brokers must offer clients prudent advice that is in keeping with the client's financial goals and takes into account their tolerance for risk. Brokers should offer clients appropriate advice about hedging portfolios. If such advice is not offered, the broker or advisor may incur some liabilities. While hedging can benefit investors, some brokers are hesitant to recommend common hedging strategies. Some brokers believe the complexity of hedging will do nothing more than confuse clients.


Hedging Strategies Can Reduce Investment Losses

Financial losses suffered by investors because their broker failed to recommend an appropriate hedging strategy can be recovered. There are literally thousands of “typical” or traditional hedging strategies that stockbrokers utilize, or in some cases fail to use. In general, hedging strategies look for a "spread" between market value and theoretical or "true" value and attempt to extract profits when the values converge. read more

Hedging Techniques Reduce Customers Financial Exposure

In certain situations, a financial advisor/broker may be liable to a customer for failing to recommend that the customer hedge their portfolio. This includes a client's tolerance for risk and their ultimate financial goals. Hedging a portfolio helps reduce risks . read more

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Failure to Hedge Videos

Failure to Hedge Lawsuits

Failure to Hedge Lawsuits

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Failure to Hedge News Articles

Comment: Christopher Miller | Hedge Fund Manager

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Failure to Hedge Newsfeeds

Aegean Marine Petroleum Network Inc. Takes Delivery of Bunkering Tanker Newbuilding Further Expands Double-Hull Bunkering Delivery Fleet

Citigroup Unit Must Pay Investors $2.4 Million -Finra Panel

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Failure to Hedge Useful Web Sites

Anapol Schwartz, Securities Fraud Attorneys

Cohen Placitella and Roth, Failure to Hedge Attorneys

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Failure to Hedge Wikipedia

Hedge (finance)

Hedge fund

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